← Reports
Prepared by Michael Poezyn, CISO  ·  30 April 2026
Executive Scorecard
SOC 2 Readiness
43.1%
87 of 202 controls fully ready · monitors: 133 passing, 15 failing
ISO 27001 Readiness
74.5%
146 of 196 controls fully ready · +56pp from January
Devices Under MDM
25
of 74 managed devices · 33.8% fleet coverage
Device Compliance Rate
96.0%
24 of 25 enrolled devices fully compliant
Microsoft Secure Score
51.8%
638.3 of 1,233 points · Target: 70%
Risk Register
41
Risks documented · 1 Critical, 17 High, 23 other
Compliance Progress - Planned vs Achieved
SOC 2 Readiness Trajectory
Controls with owner + evidence + monitor all passing · Q1 target: 75%
ISO 27001 Readiness Trajectory
Controls with owner + evidence + monitor all passing · Target: 100% by July 2026 (Stage 1 audit)
ISO 27001 and SOC 2 Controls Status
314 controls total · 53.2% overall readiness · April 30, 2026
Drata Monitor Status
15 failing · 133 passing · 57 not yet configured (live Apr 30)
Risk Register Distribution
41 risks by severity level
ISO 27001 Controls: Work Remaining by Category
147 controls not yet fully ready - key category breakdown
Category 3 - Approver sign-off in Drata (done, needs review)~57 monitors: READY (not yet configured)
Category 1 - AWS / GitHub technical fixes required~26 monitors: FAILED (need fixing)
Category 2 - Manual evidence upload needed~200 controls: missing evidence upload
Regulatory & Compliance Posture - Certification Roadmap
114
Controls Tracked
+38
QoQ Control Uplift
0
Major Findings
Jul 26
Surveillance Audit
Dec 26
SOC 2 Type 1 Target
Certification Roadmap - FY26 → FY27
Quarterly-gated track to ISO 27001 surveillance and SOC 2 Type 2
Q1 2026 · DONE
ISO 27001 - Stage 1 Audit
Passed with zero major non-conformities
COMPLETE
Q2 2026 · DONE
ISO 27001 - Stage 2 Audit
Certification achieved
COMPLETE
JUL 2026
ISO 27001 - Surveillance Audit
Evidence package complete · External auditor booked
SCHEDULED
DEC 2026
SOC 2 - Type 1
Readiness assessment commences August 2026
IN PROGRESS
2027
SOC 2 - Type 2
Operating effectiveness certification · industry gold standard
PLANNED
Regulatory Framework Coverage
5 of 5 frameworks current - all obligations tracked and active
Privacy Act 1988
Australian Privacy Principles - APPs 1–13 mapped
ACTIVE
NDB Scheme
Notifiable Data Breaches - IRP aligned, DCF-131 published
ACTIVE
GDPR Awareness
Monitored for EU data subjects via Privacy Policy coverage
ACTIVE
ACSC Essential Eight
Gap analysis complete · Maturity Level 1 aligned, ML2 in progress
ALIGNED
IS Policy Annual Review
v1.4 reviewed April 2026
COMPLETE
Security Maturity - Baseline, Current & Q1 Target
Maturity Radar - 11 Security Domains
Baseline March 2026 · April 2026 current · Q1 Target July 2026 · Scale 0–3.5
Industry Benchmark Baseline (Mar 2026) Current (Apr 2026) Q1 Target (Jul 2026)
Industry Benchmark source: Composite of the 2024 Verizon DBIR security maturity self-assessments, SANS 2024 Security Awareness Report domain averages, and the CIS Controls v8 implementation tier distributions for SMB/mid-market organisations (100–500 employees, SaaS/tech sector). Scores represent the median maturity level reported across surveyed organisations at a comparable stage of ISMS implementation. Cloud Security and Identity benchmarks are elevated (2.5) reflecting accelerated adoption; GRC, Vendor Management and User Awareness remain lower (1.8) across the peer group due to resourcing constraints typical at this scale.
Domain-by-Domain Maturity Scores
Baseline (Mar) → Current (Apr) → Q1 Target (Jul 2026)
Endpoint Security
1.0 → 2.22.5
Incident Management
1.5 → 2.52.5
Application Security
1.5 → 1.62.0
Vendor Management
1.5 → 2.32.5
Data Security
2.0 → 2.12.5
User Awareness
2.0 → 2.02.5
GRC & Compliance
2.0 → 2.52.5
Cloud Security
2.5 → 2.63.0
Identity & Access
2.5 → 2.73.0
Network Security
2.5 → 2.53.0
Business Continuity
2.5 → 2.53.0
Baseline 1.9 Mar 2026 Current 2.4 Apr 2026 Q1 Target 2.6 Jul 2026 Year-end 3.2 Mar 2027
Endpoint Security - Intune + Defender + Action1
25
Intune Enrolled
24
Compliant Devices
1
Non-Compliant
22
Windows MDM
3
macOS MDM
49
Devices Remaining
8.1/10
POC Score
0
CA Policies Enforced
Fleet Enrollment Progress
25 of 74 managed devices enrolled in Intune MDM
Device Compliance Status
Of 24 enrolled devices
Intune Deployment Phases
POC done · Wave 1 in progress
POC (5 devices)✓ Complete
Pre-work Enrollment (13 additional)✓ Done
Wave 1 - 25–30 devices (May 2026)In Progress
Wave 2 - Full fleet ~74 devices (Jun–Jul)Planned
Key Configurations Deployed
✓ 10 Intune configuration profiles  ·  ✓ 3 compliance policies
✓ Defender for Endpoint on all enrolled  ·  ✓ Action1 on Windows
✓ Apple Business Manager (ABM) connected  ·  ✓ Dell Command Update
CA01 & CA02 in report-only mode (not yet enforced)
ASR rules in Audit mode (Block mode planned Q2)
Action1 RMM - Deployed Capabilities (Windows)
Action1 fills the operational gaps Intune does not cover natively
Patch Management
300+ apps · automated deployment · rollback
Vulnerability Scanning
NVD CVE scanning · CVSS scoring · one-click fix
Asset Inventory
Full HW + SW inventory · serial numbers · BIOS
Remote Scripting
Real-time PS + Bash · ad-hoc remediation
Security Posture - Microsoft Defender & Identity
Microsoft Secure Score
638.3 / 1,233 points · 51.8% · As of 30 April 2026
Active Security Alerts & Identity Risks
Live from Microsoft Defender / Entra ID Protection
Active Alerts (7 total)
Password Spray attack detected
HIGH
Authentication from known attacker infrastructure
HIGH
Unfamiliar sign-in properties (×2 users)
HIGH
Password Spray attack (second instance)
HIGH
'Multiverze' malware - prevented by Defender
BLOCKED
'Redirector' malware - prevented by Defender
BLOCKED
Risky Users (15 identified)
1 user - High risk · atRisk state
HIGH
1 user - Medium risk · atRisk state
MEDIUM
11 users - Remediated or dismissed
RESOLVED
2 users - Low risk · atRisk state
LOW
Business Continuity & Resilience - BCP / DR
24hr
Tier 1 RTO
24hr
Tier 1 RPO
72hr
Tier 2 RTO
48hr
Tier 2 RPO
QTR
DR Test Cadence
Backup & Recovery Infrastructure
Multi-region AWS architecture · all customer data encrypted at rest and in transit
AWS S3, RDS & Redshift
All customer data - automated, encrypted at rest
DAILY
GitHub Source Control
Versioned code backup - encrypted in transit
CONTINUOUS
Sydney → Melbourne Replication
Cross-region DR - data sovereignty maintained (ap-southeast-2 / ap-southeast-4)
LIVE
CloudWatch Monitoring
Automated alerting on all backup jobs - failures page on-call
LIVE
Recovery Validation Testing
Full restoration tested quarterly - results logged and reviewed
QUARTERLY
Operational Resilience Programme
ISO 22301-aligned BCP with tested recovery objectives and exec-level exercises
Tier 1 - Critical
24hr
RTO & RPO
Tier 2 - Operational
72 / 48hr
RTO / RPO
Quarterly DR Tests
Failover · Restore · Validate - results reviewed by CISO
Annual Tabletop Exercises
Cross-functional · Executive level · scenario-based
Public Status Page
status.autoguru.com.au - real-time availability for customers
Remote Work Capability
100% remote-ready · Zero Trust access model enforced
Automation Platform - N8N Workflows
N8N Workflow Library
4 key security automation workflows · 2 now active
Built Workflow Capabilities
2 active · 2 ready for activation · 1 new workflow added
Defender ↔ Action1 Vulnerability Cross-Reference
ACTIVE
SOC RAG Analyst Agent (AI-assisted triage)
ACTIVE
JML Automation POC (Employment Hero → IT platforms)
BUILT
ACL Review - Google WS, AWS SSO, GitHub
BUILT
SOC Weekly Executive Report (new - Apr 14)
NEW
12-Month Programme Timeline
ISMS Certification Journey - May 2026 to March 2027
Frameworks: ISO 27001:2022 + SOC 2 Type II · Currently in Pre-work Phase (April 2026)
APR
Pre-work
MAY
Q1 Start
JUN
Q1 Mid
JUL
Q1 End
AUG
Q2 Start
OCT
Q2 End
DEC
Q3 End
MAR
Q4 End
✓ Pre-work
Q1: Foundation
Q2: Build
Q3: Evidence
Q4: Certify
Q1 - Foundation (May–Jul)
ISO 27001 → 65% full readiness
SOC 2 → 75% full readiness
0 failing monitors
74 devices in Intune
CA policies enforced
IRP updated
Cert body booked (Jul)
Q2 - Build (Aug–Oct)
Full fleet enrolled
ASR rules → Block mode
8 CA policies enforced
ISO 27001 → 85%
SOC 2 evidence sprint
Pen test complete
Q3 - Evidence (Nov–Dec)
ISO 27001 → 95%
SOC 2 obs. starts Q4
Internal audit complete
Management review
Maturity score → 3.0+
Pre-cert gap review
Q4 - Certify (Jan–Mar 27)
ISO 27001 Stage 2 audit
SOC 2 obs. complete
Certification achieved
Maturity score → 3.2
Sustainable ISMS ops
AI-augmented running
What We Have Achieved vs What Remains

Achieved to Date

  • SOC 2 monitors: 17% → 64% passing · Full readiness (owner+evidence+monitor): 43.1% (87/202)Drata Live
  • ISO 27001 full readiness: 74.5% (146/196 controls) · Evidence coverage: 36.6%
  • Risk register: 41 risks documented with owners and treatment plans and signed off
  • MDM/EDR POC: 8.1/10 score, GO decision madeMar 2026
  • 25 devices in Intune MDM (Wave 1 enrollment in progress)
  • Defender for Endpoint onboarded on all 25 enrolled devices
  • Action1 RMM deployed (Windows) - patch mgmt, vuln scanning, inventory
  • Apple Business Manager connected - macOS ADE enrollment ready
  • Dell Command Update compliance policy deployed via Intune
  • ENTRA ID + Google Workspace federation established (SAML)
  • Defender ↔ Action1 and SOC RAG Analyst Agent both live and active
  • SOC Weekly Executive Report workflow launched (Apr 14)
  • 5 HIGH security alerts detected and investigated (Defender) - intentionally initiated to test
  • 2 malware events blocked by Defender for Endpoint - intentional test
  • 15 risky users identified; 11 remediated or dismissed via Entra (4 remain at risk)
  • Incident Security Incident Management Program (ISIMP) v1.0 published APR 2026

Still To Complete (Q1 May–July 2026)

  • 🟠
    Intune Wave 1: expand to 26–30 devices (May 2026) - 25 done, 5 remaining
  • 🟠
    Intune Wave 2: full fleet ~74 devices (Jun–Jul 2026)
  • 🟠
    Conditional Access enforcement (currently report-only)
  • 🟡
    Security awareness training refresh (100% completion target)
  • 🟡
    First phishing simulation campaign
  • 🟡
    Penetration test evidence (or new pen test scheduled)
  • 🟡
    Policy consolidation: 32 → 15–18 policies
  • 🟡
    Internal ISO 27001 audit (Clauses 4–10 and Annex A)
  • 🟡
    Management review (ISO 27001 Clause 9.3)
  • 🟡
    Vendor SOC 2 reports collected for 5 critical vendors
  • 🔵
    PowerBI federated to Entra ID (SOD violation resolved)
  • 🔵
    N8N automation workflows activated (JML, ACL, identity monitoring)
Priority Actions - Next 30 Days
01
Complete Wave 1 Device Rollout
25 devices enrolled - 5 more to reach Wave 1 target of 30. Wave 1 is underway; coordinate remaining enrollments with team leads this week.
02
Enforce Conditional Access
CA01 (Block Legacy Auth) and CA02 (Require MFA) are in report-only. Switch CA01 to enforcement first - lowest disruption, highest security gain.
03
Drata Category 3 Approvals
25 controls are fully implemented with passing monitors but need sign-off in Drata. This is the fastest path to improving ISO readiness - ~2 hours of review work.
04
High Risky Users - Remediation
1 high + 5 medium risk users remain at risk in Entra ID. Password reset + MFA re-enrolment required. Identity team to action this week.